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Legal & ComplianceFilled
Compliance Analyst
Help ensure our platform and processes meet FINRA, SEC, and state-level regulatory requirements as we scale.
Chicago, ILFull-time$80K – $105KMid
About The Company
SBL Nova is SOC 2 Type II certified and annually audited. This role supports our compliance program as we continue to grow across the financial ecosystem.
About The Role
Help ensure our platform and processes meet FINRA, SEC, and state-level regulatory requirements as we scale.
Qualifications
- 2+ years of experience in compliance, legal, or regulatory affairs
- Familiarity with FINRA, SEC, or state-level lending regulations
- Strong attention to detail and documentation skills
Bonus Qualifications
- Experience in securities-based lending or broker-dealer compliance
Responsibilities
- Support regulatory reporting and audit documentation
- Monitor regulatory developments relevant to SBL products
- Partner with product and engineering on compliance requirements
Benefits
- Competitive salary
- Comprehensive health coverage and 401(k) with match
- On-site role in Chicago, IL
This position has been filled
Thanks for your interest! Check out our other open roles or send us your resume for future opportunities.